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Options broker
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#	Item
151	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]June 24, 2010 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-29 09:23:33 Financial system Finance 73rd United States Congress Securities Exchange Act Options Clearing Corporation U.S. Securities and Exchange Commission Broker-dealer Financial economics United States securities law United States Securities and Exchange Commission
152	Maryland Health Connection Authorized Broker Directory July 8, 2014 Maryland Health Connection has partnered with insurance brokers throughout the country who can help you understand your insurance plan options and selec Add to Reading List Source URL: marylandhealthconnection.gov Language: English - Date: 2014-07-08 11:46:08 Yes Abortion law Baker–Fancher party
153	Recommendations for Best Practices in Order Entry and Transmission of Exchange-Traded Futures and Options Transactions Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2010-02-09 15:12:13 Financial markets Commodity Futures Trading Commission Futures contract Derivative Algorithmic trading Commodity Exchange Act Futures exchange Flash Crash Commodity broker Financial economics Finance Financial system
154	ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-28 12:08:00 Investment Chicago Board Options Exchange Broker-dealer Floor broker Option Market maker Order Securities Exchange Act Financial economics Financial markets Finance
155	Microsoft Word - RW1702 Broker Licensing Options for ACTIVE Status[removed] Add to Reading List Source URL: www.ok.gov Language: English - Date: 2013-03-20 12:27:44 Types of business entity Private law Real estate broker Broker Law of agency Limited liability company Limited partnership Incorporation Office broker Business Law Business law
156	Q&A: Banks Serving as Insurance Agents Add to Reading List Source URL: www.fincen.gov Language: English - Date: 2012-04-23 14:16:57 Finance Commodity Futures Trading Commission Commodities market Financial markets Commodity broker Options Clearing Corporation Financial economics Futures contract Financial system
157	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-11 12:05:53 Economy of the United States Self-regulatory organizations Financial markets Chicago Board Options Exchange Securities Exchange Act Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities regulation in the United States Broker-dealer United States securities law Financial economics Financial system
158	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]April 3, 2014 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-04 10:42:37 United States Securities and Exchange Commission Economy of the United States Chicago Board Options Exchange Securities Exchange Act Floor broker U.S. Securities and Exchange Commission Order Open outcry Chicago Stock Exchange Stock market Financial economics Investment
159	SR-MIAX[removed]Page 16 of 17 Exhibit 5 New text is underlined; Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-11 08:05:26 Finance Options Clearing Corporation Market maker Fee Broker-dealer Financial markets Financial economics Financial system
160	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]May 2, 2014 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-05 09:51:04 Finance Securities Exchange Act General Securities Representative Exam Security U.S. Securities and Exchange Commission Series 14 Financial Industry Regulatory Authority Broker-dealer Regulation S-K United States securities law Financial economics Financial system

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